The level of regulations that firms are facing is at an unprecedented level. We understand this regulatory burden, the expectations of regulators and how rules should be applied. We work with you, identifying relevant rules and their impact on your business. Our multi-disciplinary team and unrivalled experience means we understand the regulatory environment and are best placed to assist you with meeting your obligations.
Our Services
What makes us different?
- Providing practical advice and assistance to boards of directors, senior management, in-house counsel and compliance officers in relation to the impact of new regulations.
- Assisting clients in the effective and timely implementation of changes required by regulatory developments and we work to provide a robust assurance that implementation projects meet all legal and regulatory requirements.
- Providing practical and strategically minded advice and assistance when regulatory issues arise. In particular assisting clients in assessing the legal and regulatory impact of regulatory issues as they arise and helping to develop remediation plans in order to fully address such issues.
- Helping clients who are dealing with complaints to the Financial Services Ombudsman to ensure the most favorable outcome possible.
- Taking Advocacy initiatives to shape your regulatory environment
- Conducting Board Trainings & Evaluations