Compliance Audits & Regulatory Investigations

Many organizations are obliged to obtain independent verification of compliances under various regulations in the form of compliance audits. A compliance audit is a comprehensive review of an organization’s adherence to regulatory guidelines. It promotes good governance both by identifying weaknesses and deviations from laws and regulations.

While conducting the audit, our consulting professionals combine industry knowledge, experience and leading methodologies covering applicable laws to the entity. Our compliance audit reports give all the stakeholders a snap shot report on the status of the compliances on all the business laws that are applicable to the enterprise. We also provide assistance in compounding & similar proceedings with various regulators and provide advice during regulatory investigations.